Defendant Name:
Jeffery D. Ansell
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Jeffrey D. Ansell
First Document Date
20-Jun-2023
Initial Filing Format
Administrative Action
File Number
3-21498
Allegation Type
Issuer Reporting and Disclosure
AAER
4421
Affiliations
- Former: President at Stanley Black & Decker, Inc. (October 2016—June 2020)
- Former: Executive Vice President at Stanley Black & Decker, Inc. (October 2016—December 31, 2021)
- Former: Strategic Advisor at Stanley Black & Decker, Inc. (January 1, 2022—February 4, 2022)
Violations Alleged
Related Violations Alleged
Jeffery D. Ansell is alleged to have caused Stanley Black & Decker, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Jeffery D. Ansell is alleged to have caused Stanley Black & Decker, Inc.'s violation of Sec 14(a) of the Exchange Act.
Jeffery D. Ansell is alleged to have caused Stanley Black & Decker, Inc.'s violation of Rule 14a-3 of the Exchange Act.
Resolutions
First Resolution Date
20-Jun-2023
Headline Total Penalty and Disgorgement
$75,000
