Defendant Name:
Kathy Raffle
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John Raffle and David Applegate, Defendants, and Kathy Raffle, Relief Defendant
First Document Date
27-Jun-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-00540
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Texas, Western District of Texas
Resolutions
First Resolution Date
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
