Defendant Name:
Carlos Galvez
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Willbros Group, Inc., Jason Steph, Gerald Jansen, Lloyd Biggers, and Carlos Galvez
First Document Date
14-May-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-01494
Allegation Type
Foreign Corrupt Practices Act
Federal District Court
Texas, Southern District of Texas
Affiliations
- Former: Undetermined at Willbros International (Until 2005)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Carlos Galvez is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Carlos Galvez is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Carlos Galvez is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Carlos Galvez is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Carlos Galvez is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Carlos Galvez is alleged to have aided and abetted
Willbros Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Carlos Galvez is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Carlos Galvez is alleged to have aided and abetted
Willbros Group, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Carlos Galvez is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
27-May-2008
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
Willbros Group, Inc.
