Securities Enforcement Empirical Database (SEED)

Defendant Name: Weili Dai

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Marvell Technology Group, Ltd. and Weili Dai

First Document Date 08-May-2008

Initial Filing Format Civil Proceeding

Case Number 08-cv-02367

Allegation Type Issuer Reporting and Disclosure

Federal District Court California, Northern District of California

Affiliations

Former: Director—No Specific Position Named in Document at Marvell Technology Group, Ltd. (1995—May 2007)
Former: Executive Vice President at Marvell Technology Group, Ltd. (1999—April 2006)
Former: COO at Marvell Technology Group, Ltd. (2006—May 2007)
Former: Secretary at Marvell Technology Group, Ltd. (1999—April 2006)
Current: Founder at Marvell Technology Group, Ltd. (From 1995)
Current: Director of Strategic Marketing and Business at Marvell Technology Group, Ltd. (From May 2007)

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

• Sec 13(b)(5)

• Sec 14(a)

• Rule 14a-9

Securities Act

• Sec 17(a)(1)

• Sec 17(a)(3)

Other

• Rule 13b2-1 Exchange Act

Related Violations Alleged

Weili Dai is alleged to have aided and abetted Marvell Technology Group, Ltd.'s violation of Rule 12b-20 of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.

Weili Dai is alleged to have aided and abetted Marvell Technology Group, Ltd.'s violation of Sec 13(a) of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.

Weili Dai is alleged to have aided and abetted Marvell Technology Group, Ltd.'s violation of Rule 13a-1 of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.

Weili Dai is alleged to have aided and abetted Marvell Technology Group, Ltd.'s violation of Rule 13a-11 of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.

Weili Dai is alleged to have aided and abetted Marvell Technology Group, Ltd.'s violation of Rule 13a-13 of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.

Weili Dai is alleged to have aided and abetted Marvell Technology Group, Ltd.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(5) of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 14(a) of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 14a-9 of the Exchange Act.

Weili Dai is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13b2-1 Exchange Act.

Resolutions

Bars:

Bar from acting as Director or Officer of a public company for 5 years

First Resolution Date 16-Jun-2008

Headline Total Penalty and Disgorgement $500,000

Other Defendants in Action:

Marvell Technology Group, Ltd.