Defendant Name:
Ulrich Kranz
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Ulrich Kranz and Paul Balciunas
First Document Date
04-Aug-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-06332
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: CEO at Canoo Inc. (August 2019—April 2021)
- Former: Special Advisor to the Executive Chairman at Canoo Inc. (October 2020—April 2021)
Related Violations Alleged
Ulrich Kranz is alleged to have aided and abetted Canoo Inc.'s violation of Rule 12b-20 of the Exchange Act.
Ulrich Kranz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Ulrich Kranz is alleged to have aided and abetted Canoo Inc.'s violation of Sec 13(a) of the Exchange Act.
Ulrich Kranz is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Ulrich Kranz is alleged to have aided and abetted Canoo Inc.'s violation of Rule 13a-1 of the Exchange Act.
Ulrich Kranz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Ulrich Kranz is alleged to have aided and abetted Canoo Inc.'s violation of Rule 13a-11 of the Exchange Act.
Ulrich Kranz is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 3 years
First Resolution Date
17-Aug-2023
Headline Total Penalty and Disgorgement
$125,000
Other Defendants in Action:
