Defendant Name: Guosheng Qi

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC (Plaintiff) v. Guosheng Qi and Gridsum Holding Inc. (Defendants), and Huijie He (Relief Defendant)
First Document Date 07-Sep-2023
Initial Filing Format Civil Proceeding
Case Number 23-cv-07924
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 13a-14
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(2)
• Sec 17(a)(3)
Other
• Rule 13b2-2 Exchange Act

Related Violations Alleged

Guosheng Qi is alleged to have aided and abetted Gridsum Holding Inc.'s violation of Rule 12b-20 of the Exchange Act.
Guosheng Qi is alleged to have aided and abetted Gridsum Holding Inc.'s violation of Sec 13(a) of the Exchange Act.
Guosheng Qi is alleged to have aided and abetted Gridsum Holding Inc.'s violation of Rule 13a-1 of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp25822 07-Sep-2023 Complaint
Complaint

Other Defendants in Action:

Gridsum Holding Inc.
Huijie He