Defendant Name:
Guosheng Qi
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC (Plaintiff) v. Guosheng Qi and Gridsum Holding Inc. (Defendants), and Huijie He (Relief Defendant)
First Document Date
07-Sep-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-07924
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Current: Director—Chairman at Gridsum Holding Inc.
- Current: CEO at Gridsum Holding Inc.
- Current: Founder at Gridsum Holding Inc.
Violations Alleged
•
Rule 13b2-2 Exchange Act
Related Violations Alleged
Guosheng Qi is alleged to have aided and abetted
Gridsum Holding Inc.'s violation of Rule 12b-20 of the Exchange Act.
Guosheng Qi is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Guosheng Qi is alleged to have aided and abetted
Gridsum Holding Inc.'s violation of Sec 13(a) of the Exchange Act.
Guosheng Qi is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Guosheng Qi is alleged to have aided and abetted
Gridsum Holding Inc.'s violation of Rule 13a-1 of the Exchange Act.
Guosheng Qi is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
03-Dec-2024
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
