Defendant Name: Elizabeth A. Dragon

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Elizabeth A. Dragon
First Document Date 02-Jun-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-01186
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Southern District of California


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5


First Resolution Date 10-Jun-2010

Related Documents:

comp21545 02-Jun-2010 Complaint
Complaint for Violations of the Federal Securities Laws
court_doc4_10-cv-01186 10-Jun-2010 Court Docket Document
Judgment of Permanent Injunction and Other Relief as to Defendant Elizabeth A. Dragon
court_doc15_10-cv-01186 15-Sep-2011 Court Docket Document
Notice of No Further Action by Plaintiff Securities and Exchange Commission

Related Actions:

In the Matter of Sequenom, Inc.