Defendant Name:
Max C.B. Holthausen
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Hyzon Motors Inc., Craig M. Knight, and Max C.B. Holthausen
First Document Date
26-Sep-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-06553
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Western District of New York
Affiliations
- Former: Managing Director at Hyzon Motors Inc. (March 2020—December 2022)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Max C.B. Holthausen is alleged to have aided and abetted
Hyzon Motors Inc. 's violation of Rule 12b-20 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted
Hyzon Motors Inc. 's violation of Sec 13(a) of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted
Hyzon Motors Inc. 's violation of Rule 13a-1 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted
Hyzon Motors Inc. 's violation of Rule 13a-11 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted
Hyzon Motors Inc. 's violation of Rule 13a-13 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted
Hyzon Motors Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
First Resolution Date
17-Jan-2024
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
