Defendant Name: Max C.B. Holthausen

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Hyzon Motors Inc., Craig M. Knight, and Max C.B. Holthausen
First Document Date 26-Sep-2023
Initial Filing Format Civil Proceeding
Case Number 23-cv-06553
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Western District of New York

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(2)
• Sec 17(a)(3)

Related Violations Alleged

Max C.B. Holthausen is alleged to have aided and abetted Hyzon Motors Inc. 's violation of Rule 12b-20 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted Hyzon Motors Inc. 's violation of Sec 13(a) of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted Hyzon Motors Inc. 's violation of Rule 13a-1 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted Hyzon Motors Inc. 's violation of Rule 13a-11 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted Hyzon Motors Inc. 's violation of Rule 13a-13 of the Exchange Act.
Max C.B. Holthausen is alleged to have aided and abetted Hyzon Motors Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp-pr2023-200-01 26-Sep-2023 Complaint
Complaint

Other Defendants in Action:

Hyzon Motors Inc.
Craig M. Knight