Defendant Name:
Timothy G. Brown
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. SolarWinds Corp. and Timothy G. Brown
First Document Date
30-Oct-2023
Initial Filing Format
Civil Proceeding
Case Number
23-cv-09518
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Vice President at SolarWinds Corporation (July 2017—December 2020)
- Current: Chief Information Security Officer at SolarWinds Corporation (From January 2021)
Violations Alleged
•
Sec 17(a) (Not specified)
Related Violations Alleged
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Rule 12b-20 of the Exchange Act.
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Sec 13(a) of the Exchange Act.
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Rule 13a-1 of the Exchange Act.
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Rule 13a-11 of the Exchange Act.
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Rule 13a-13 of the Exchange Act.
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Rule 13a-15 of the Exchange Act.
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Timothy G. Brown is alleged to have aided and abetted
SolarWinds Corporation's violation of Sec 17(a) (Not specified) of the Securities Act.
Resolutions
First Resolution Date
Other Defendants in Action:
