Defendant Name: Anne Pramaggiore

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Anne Pramaggiore
First Document Date 28-Sep-2023
Initial Filing Format Civil Proceeding
Case Number 23-cv-14252
Allegation Type Issuer Reporting and Disclosure
Federal District Court Illinois, Northern District of Illinois

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a)(2)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Anne Pramaggiore is alleged to have aided and abetted Exelon Corporation 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Anne Pramaggiore is alleged to have aided and abetted Commonwealth Edison Company's violation of Sec 13(b)(2)(A) of the Exchange Act.
Anne Pramaggiore is alleged to have aided and abetted Exelon Corporation 's violation of Sec 13(b)(2)(B) of the Exchange Act.
Anne Pramaggiore is alleged to have aided and abetted Commonwealth Edison Company's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp-pr2023-207 28-Sep-2023 Complaint
Complaint
court_doc4_23-cv-14252 29-Sep-2023 Complaint
Amended Complaint

Related Actions:

In the Matter of Exelon Corporation and Commonwealth Edison Company