Defendant Name: Nicole M. Fernandez-McGovern

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Nicole M. Fernandez-McGovern
First Document Date 27-Sep-2023
Initial Filing Format Administrative Action
File Number 3-21731
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Other
• Section 16(a) Exchange Act; Rule 16a-3 Exchange Act

Resolutions

First Resolution Date 27-Sep-2023
Headline Total Penalty and Disgorgement $125,000

Related Documents:

34-98546 27-Sep-2023 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Related Actions:

In the Matter of AgEagle Aerial Systems Inc.
AgEagle Aerial Systems Inc.