Defendant Name: Lina Saheb

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Brooge Energy Limited, Nicolaas Lammert Paardenkooper, and Lina Saheb
First Document Date 22-Dec-2023
Initial Filing Format Administrative Action
File Number 3-21816
Allegation Type Issuer Reporting and Disclosure
AAER 4480

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(3)
Other
• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Lina Saheb is alleged to have caused Brooge Energy Limited's violation of Rule 12b-20 of the Exchange Act.
Lina Saheb is alleged to have caused Brooge Energy Limited's violation of Sec 13(a) of the Exchange Act.
Lina Saheb is alleged to have caused Brooge Energy Limited's violation of Rule 13a-1 of the Exchange Act.
Lina Saheb is alleged to have caused Brooge Energy Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Lina Saheb is alleged to have caused Brooge Energy Limited's violation of Sec 14(a) of the Exchange Act.
Lina Saheb is alleged to have caused Brooge Energy Limited's violation of Rule 14a-9 of the Exchange Act.
Lina Saheb is alleged to have caused Brooge Energy Limited's violation of Rule 13a-16 Exchange Act.

Resolutions

Bars:
First Resolution Date 22-Dec-2023
Headline Total Penalty and Disgorgement $100,000

Related Documents:

33-11260 22-Dec-2023 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

Brooge Energy Limited
Nicolaas Lammert Paardenkooper