Defendant Name: Rebecca Hershinger

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. FAT Brands Inc., Andrew Wiederhorn, Ron Roe, and Rebecca Hershinger
First Document Date 10-May-2024
Initial Filing Format Civil Proceeding
Case Number 24-cv-03913
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Central District of California

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Other
Rule 13b2-2

Related Violations Alleged

Rebecca Hershinger is alleged to have aided and abetted FAT Brands, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Rebecca Hershinger is alleged to have aided and abetted FAT Brands, Inc.'s violation of Sec 13(a) of the Exchange Act.
Rebecca Hershinger is alleged to have aided and abetted FAT Brands, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Rebecca Hershinger is alleged to have aided and abetted FAT Brands, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Rebecca Hershinger is alleged to have aided and abetted FAT Brands, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Rebecca Hershinger is alleged to have aided and abetted FAT Brands, Inc.'s violation of Sec 17(a)(2) of the Securities Act.
Rebecca Hershinger is alleged to have aided and abetted FAT Brands, Inc.'s violation of Section 13(k) Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp26001 10-May-2024 Complaint
Complaint

Other Defendants in Action: