Defendant Name:
Key Investment Services LLC
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
KeyCorp
SIC Code:
6021
CUSIP:
49326710
Initial Case Details
Legal Case Name
In the Matter of Key Investment Services, LLC
First Document Date
21-May-2024
Initial Filing Format
Administrative Action
File Number
3-21945
Allegation Type
Broker Dealer
Violations Alleged
•
Sections 206(2), 206(4) Advisers Act; Rule 206(4)-7 Advisers Act
Resolutions
First Resolution Date
21-May-2024