Defendant Name:
Nicholas Bowerman
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Nicholas Bowerman
First Document Date
05-Sep-2024
Initial Filing Format
Civil Proceeding
Case Number
24-cv-12282
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Former: Finance Director at CIRCOR International, Inc. (February 2011—March 2022)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Nicholas Bowerman is alleged to have aided and abetted CIRCOR International, Inc.'s violation of Sec 13(a) of the Exchange Act.
Nicholas Bowerman is alleged to have aided and abetted CIRCOR International, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Nicholas Bowerman is alleged to have aided and abetted CIRCOR International, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Nicholas Bowerman is alleged to have aided and abetted CIRCOR International, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Nicholas Bowerman is alleged to have aided and abetted CIRCOR International, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Nicholas Bowerman is alleged to have aided and abetted CIRCOR International, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
