Defendant Name: Legacy Housing Corporation

Defendant Type: Public Company
SIC Code: 9999
CUSIP: 52472M10

Initial Case Details

Legal Case Name In the Matter of Legacy Housing Corporation
First Document Date 25-Sep-2024
Initial Filing Format Administrative Action
File Number 3-22188
Allegation Type Other

Violations Alleged

Exchange Act
Sec 13(a)
Rule 13a-1

Related Violations Alleged

Legacy Housing Corporation is alleged to have caused an unidentified individual or entity's violation of Section 16(a) Exchange Act; Rule 16a-3 Exchange Act.

Resolutions

First Resolution Date 25-Sep-2024
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-101172 25-Sep-2024 Administrative Proceeding
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
On September 25, 2024, the SEC instituted settled cease-and-desist proceedings against Legacy Housing Corporation, stating: "These proceedings arise out of violations of the issuer reporting requirements and beneficial ownership reporting requirements of the federal securities laws."
2024-148_3-22188 25-Sep-2024 Press Release--Administrative Proceeding
SEC Levies More Than $3.8 Million in Penalties in Sweep of Late Beneficial Ownership and InsiderTransaction Reports
The Commission stated: "The Securities and Exchange Commission today announced settled charges against 23 entities and individuals for failures to timely report in formation about their holdings and transactions in public company stock. Two public companies were also charged for contributing to filing failures by their officers and directors and failing to report their insiders' filing delinquencies as required."

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In the Matter of Kenneth E. Shipley
In the Matter of Curtis Drew Hodgson