Defendant Name: Legacy Housing Corporation

Defendant Type: Public Company
SIC Code: 9999
CUSIP: 52472M10

Initial Case Details

Legal Case Name In the Matter of Legacy Housing Corporation
First Document Date 25-Sep-2024
Initial Filing Format Administrative Action
File Number 3-22188
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Sec 13(a)
• Rule 13a-1

Related Violations Alleged

Legacy Housing Corporation is alleged to have caused an unidentified individual or entity's violation of Section 16(a) Exchange Act; Rule 16a-3 Exchange Act.

Resolutions

First Resolution Date 25-Sep-2024
Headline Total Penalty and Disgorgement $200,000

Related Documents:

34-101172 25-Sep-2024 Administrative Proceeding
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
On September 25, 2024, the SEC instituted settled cease-and-desist proceedings against Legacy Housing Corporation, stating: "These proceedings arise out of violations of the issuer reporting requirements and beneficial ownership reporting requirements of the federal securities laws."

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