Defendant Name: Charles E. Jones

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Charles E. Jones
First Document Date 12-Sep-2024
Initial Filing Format Civil Proceeding
Case Number 24-cv-01560
Allegation Type Issuer Reporting and Disclosure
Federal District Court Ohio, Northern District of Ohio

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Securities Act
Sec 17(a)(1)
Sec 17(a)(2)
Sec 17(a)(3)
Other
Rule 13b2-2 Exchange Act

Related Violations Alleged

Charles E. Jones is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Charles E. Jones is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Charles E. Jones is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Charles E. Jones is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp26105.pdf 12-Sep-2024 Complaint
Complaint

Related Actions:

In the Matter of FirstEnergy Corp.