Defendant Name: Brian M. Bennett

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Brian M. Bennett (f/k/a Brian M. Zentmyer)
First Document Date 25-Aug-2015
Initial Filing Format Administrative Action
File Number 3-16772
Allegation Type Investment Advisers/Investment Companies



First Resolution Date

Related Documents:

IA-4185 25-Aug-2015 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions

Related Actions:

In the Matter of Institutional Shareholder Services Inc.