Defendant Name:
Brian M. Bennett
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Brian M. Bennett (f/k/a Brian M. Zentmyer)
First Document Date
25-Aug-2015
Initial Filing Format
Administrative Action
File Number
3-16772
Allegation Type
Investment Advisers/Investment Companies
Affiliations
- Former: Undetermined at Institutional Shareholder Services Inc.
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
First Resolution Date
