Defendant Name:
Yoon Um
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Donna Dellomo, Yoon Um, and The Lovesac Company
First Document Date
29-Oct-2024
Initial Filing Format
Civil Proceeding
Case Number
24-cv-01727
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Connecticut, District of Connecticut
Affiliations
- Former: Vice President at The Lovesac Company (November 2022—July 2023)
- Former: Controller/Comptroller at The Lovesac Company (November 2022—July 2023)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Yoon Um is alleged to have aided and abetted
Donna Dellomo's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Yoon Um is alleged to have aided and abetted
The Lovesac Company's violation of Rule 12b-20 of the Exchange Act.
Yoon Um is alleged to have aided and abetted
The Lovesac Company's violation of Sec 13(a) of the Exchange Act.
Yoon Um is alleged to have aided and abetted
The Lovesac Company's violation of Rule 13a-1 of the Exchange Act.
Yoon Um is alleged to have aided and abetted
The Lovesac Company's violation of Rule 13a-11 of the Exchange Act.
Yoon Um is alleged to have aided and abetted
The Lovesac Company's violation of Rule 13a-13 of the Exchange Act.
Yoon Um is alleged to have aided and abetted
The Lovesac Company's violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
Other Defendants in Action:
