Defendant Name: Unisys Corporation

Defendant Type: Public Company
SIC Code: 7373
CUSIP: 90921430

Initial Case Details

Legal Case Name In the Matter of Unisys Corporation
First Document Date 22-Oct-2024
Initial Filing Format Administrative Action
File Number 3-22272
Allegation Type Issuer Reporting and Disclosure

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-15
Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)

Resolutions

First Resolution Date 22-Oct-2024
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-11323 22-Oct-2024 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On October 22, 2024, the SEC instituted settled cease-and-desist proceedings against Unisys Corporation, stating: "This matter concerns materially misleading statements that Unisys, a global provider of technical and enterprise information technology (“IT”) services and solutions to large commercial enterprises and public sector entities, including global non-profit organizations, foreign, state, and local governments, and, for a period, the U.S. government, negligently made regarding cybersecurity risks and events, as well as Unisys’s violations of disclosure controls and procedures requirements."
2024-174_3-22272 22-Oct-2024 Press Release--Administrative Proceeding
SEC Charges Four Companies with Misleading Cyber Disclosures
On October 22, 2024, the SEC "charged four current and former former public companies -- Unisys Corp., Avaya Holdings Corp., Check Point Software Technologies Ltd, and Mimecast Limited -- with making materially misleading disclosures regarding cybersecurity risks and intrusions."