Defendant Name: Maurizio Chiriva-Internati

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Maurizio Chiriva-Internati
First Document Date 03-Dec-2024
Initial Filing Format Civil Proceeding
Case Number 24-cv-04729
Allegation Type Issuer Reporting and Disclosure
Federal District Court Texas, Southern District of Texas

Affiliations

Violations Alleged

Exchange Act
Rule 13a-14
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)

Related Violations Alleged

Maurizio Chiriva-Internati is alleged to have aided and abetted Kiromic BioPharma, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Maurizio Chiriva-Internati is alleged to have aided and abetted Kiromic BioPharma, Inc.'s violation of Sec 13(a) of the Exchange Act.
Maurizio Chiriva-Internati is alleged to have aided and abetted Kiromic BioPharma, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Maurizio Chiriva-Internati is alleged to have aided and abetted Kiromic BioPharma, Inc.'s violation of Rule 13a-15 of the Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp-pr2024-189 03-Dec-2024 Complaint
Complaint

Related Actions:

In the Matter of Tony Tontat
In the Matter of Kiromic BioPharma, Inc.