Defendant Name:
Vania May Bell
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC Plaintiff, v. Hector A. May, Vania May Bell, Defendants, and Sonia May, Relief Defendant
First Document Date
14-Dec-2018
Initial Filing Format
Civil Proceeding
Case Number
18-cv-11668
Allegation Type
Investment Advisers/Investment Companies
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Director—No Specific Position Named in Document at Executive Compensation Planners, Inc. (1993—March 9, 2018)
- Former: Controller/Comptroller at Executive Compensation Planners, Inc. (2015—March 9, 2018)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Sections 206(1), 206(2) Advisers Act
Related Violations Alleged
Vania May Bell is alleged to have aided and abetted
Hector A. May's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Vania May Bell is alleged to have aided and abetted
Hector A. May's violation of Sec 17(a) (Not specified) of the Securities Act.
Vania May Bell is alleged to have aided and abetted
Hector A. May's violation of Sections 206(1), 206(2) Advisers Act.
Resolutions
First Resolution Date
18-Apr-2023
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
