Defendant Name: Ashford Inc.

Defendant Type: Public Company
SIC Code: 6799
CUSIP: 04410410

Initial Case Details

Legal Case Name SEC v. Ashford Inc.
First Document Date 13-Jan-2025
Initial Filing Format Civil Proceeding
Case Number 25-cv-00082
Allegation Type Issuer Reporting and Disclosure
Federal District Court Texas, Northern District of Texas

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-13
Securities Act
• Sec 17(a)(3)

Resolutions

First Resolution Date 13-Jan-2025
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp26215 13-Jan-2025 Complaint
Complaint
The SEC stated: "Ashford, a company that provides products and services to the real estate and hospitality industries, made false and misleading disclosures in periodic reports filed with the SEC regarding a cybersecurity incident that Ashford experienced."
LR-26215 13-Jan-2025 Litigation Release
Ashford Inc. To Settle Negligence-Based Charges for Misleading Investors Regarding a Cyber Incident
On January 13, 2025, the SEC stated that: "[It] settled charges against Ashford Inc. for materially false and misleading disclosures to investors regarding a cyber incident."
court_doc6_25-cv-00082 17-Jan-2025 Court Docket Document
Final Judgment as to Defendant Ashford, Inc.
The Court stated: "Defendant Ashford Inc. . . . consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction and except as otherwise provided herein, waived findings of fact and conclusions of law, and waived any right to appeal from the entry of a Final Judgment."