Defendant Name: SpeedRoute LLC

Defendant Type: Subsidiary of Public Company
Public Company Parent: Overstock.com, Inc.
SIC Code: 5999
CUSIP: 69037010

Initial Case Details

Legal Case Name In the Matter of SpeedRoute LLC
First Document Date 10-Jan-2025
Initial Filing Format Administrative Action
File Number 3-22396
Allegation Type Broker Dealer

Violations Alleged

Other
• Section 17(a) Exchange Act; Rule 17a-8 Exchange Act

Resolutions

First Resolution Date 10-Jan-2025
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-102157 10-Jan-2025 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
On January 10, 2025, the SEC instituted settled administrative and cease-and-desist proceedings against SpeedRoute LLC, stating: "This matter concerns SpeedRoute’s failure to file Suspicious Activity Reports (“SARs”) from at least January 1, 2020 through December 31, 2023 (the “Relevant Period”), relating to suspicious transactions conducted through its agency routing business."
34-102157-s 10-Jan-2025 Administrative Summary
SEC Charges SpeedRoute LLC with Failing to File Suspicious Activity Reports
On January 10, 2025, the SEC "announced settled charges against SpeedRoute LLC ("SpeedRoute"), a registered broker-dealer, for failing to file Suspicious Activity Reports (SARs)."