Securities Enforcement Empirical Database (SEED)

Defendant Name: Robert D. Wiley

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Fred W. Wagenhals; Robert D. Wiley; and Christopher D. Larson

First Document Date 15-Dec-2025

Initial Filing Format Civil Proceeding

Case Number 25-cv-04696

Allegation Type Issuer Reporting and Disclosure

Federal District Court Arizona, District of Arizona

Affiliations

Former: CFO at Ammo, Inc. n/k/a Outdoor Holding Company (January 2019—September 20, 2024)
Former: Controller/Comptroller at Ammo, Inc. n/k/a Outdoor Holding Company (May 2018—January 2019)

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

• Rule 13a-14

Securities Act

• Sec 17(a)(1)

• Sec 17(a)(3)

Other

• Sec 304(a) Sarbanes-Oxley Act

• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Robert D. Wiley is alleged to have aided and abetted Ammo, Inc. n/k/a Outdoor Holding Company's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Resolutions

First Resolution Date

Other Defendants in Action:

Fred W. Wagenhals

Christopher D. Larson

Related Actions:

In the Matter of Ammo, Inc. n/k/a Outdoor Holding Company

Ammo, Inc. n/k/a Outdoor Holding Company