Defendant Name:
Archer-Daniels-Midland Company
Defendant Type:
Public Company
SIC Code:
2046
CUSIP:
03948310
Initial Case Details
Legal Case Name
In the Matter of Archer-Daniels-Midland Company, Vince Macciocchi, and Ray Young
First Document Date
27-Jan-2026
Initial Filing Format
Administrative Action
File Number
3-22588
Allegation Type
Issuer Reporting and Disclosure
AAER
4582
Violations Alleged
•
Sec 17(a) (Not specified)
Additionally,
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Rule 12b-20 of the Exchange Act.
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Sec 13(a) of the Exchange Act.
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Rule 13a-1 of the Exchange Act.
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Rule 13a-11 of the Exchange Act.
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Rule 13a-13 of the Exchange Act.
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Sec 13(b)(2)(A) of the Exchange Act.
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Sec 13(b)(2)(B) of the Exchange Act.
Vince Macciocchi is alleged to have caused Archer-Daniels-Midland Company's violation of Sec 17(a) (Not specified) of the Securities Act.
Resolutions
First Resolution Date
27-Jan-2026
Headline Total Penalty and Disgorgement
See Related Documents
Related Documents:
33-11403
27-Jan-2026
Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing a Cease and Desist Order
On January 27, 2026, the SEC instituted cease-and-desist proceedings against Archer-Daniels-Midland Company, Vince Macciocchi, and Ray Young, stating: "This matter concerns accounting and disclosure fraud at Archer-Daniels-Midland
Company that materially inflated the performance of a key business segment, "Nutrition," which the
company touted to investors as an important driver of the company's overall growth."
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing a Cease and Desist Order
On January 27, 2026, the SEC "announced settled charges against Archer-Daniels-Midland Company
(“ADM”) and former executives Vince Macciocchi and Ray Young for
engaging in accounting and disclosure fraud that materially inflated the
performance of a key ADM business segment, Nutrition, which ADM touted
to investors as an important driver of the company’s overall growth."
2026-15
27-Jan-2026
Press Release--Administrative Proceeding
SEC Charges ADM and Three
Former Executives with
Accounting and Disclosure Fraud; ADM credited for cooperation and significant
remediation
On January 27, 2026, the SEC stated that: "[It] filed settled charges against Archer-Daniels-Midland Company
(ADM) and its former executives, Vince Macciocchi and Ray Young, and a
litigated action against its former executive Vikram Luthar, for materially
inflating the performance of a key ADM business segment, Nutrition, which
ADM touted to investors as an important driver of the company’s overall
growth."
Other Defendants in Action:
