Defendant Name:
Douglas Bartek
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Microtune, Inc., Douglas J. Bartek and Nancy A. Richardson
First Document Date
30-Jun-2008
Initial Filing Format
Civil Proceeding
Case Number
08-cv-01105
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Texas, Northern District of Texas
Affiliations
- Former: Director—Chairman at Microtune, Inc. (1996—2003)
- Former: CEO at Microtune, Inc. (1996—2003)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Sec 13(a) of the Exchange Act.
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Sec 14(a) of the Exchange Act.
Douglas Bartek is alleged to have aided and abetted
Microtune, Inc.'s violation of Rule 14a-9 of the Exchange Act.
Resolutions
First Resolution Date
Other Defendants in Action:
