Defendant Name: Cheryl E. Kalinen

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Sycamore Networks, Inc., Frances M. Jewels, Cheryl E. Kalinen, and Robin A. Friedman
First Document Date 09-Jul-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-11166
Allegation Type Issuer Reporting and Disclosure
Federal District Court Massachusetts, District of Massachusetts

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
• Sec 14(a)
• Rule 14a-9
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Frances M. Jewels's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Sec 13(a) of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Sec 14(a) of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Frances M. Jewels's violation of Sec 14(a) of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Sycamore Networks, Inc.'s violation of Rule 14a-9 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Frances M. Jewels's violation of Rule 14a-9 of the Exchange Act.
Cheryl E. Kalinen is alleged to have aided and abetted Frances M. Jewels's violation of Rule 13b2-2 Exchange Act.

Resolutions

First Resolution Date 10-Jul-2008
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp20638 09-Jul-2008 Complaint
Complaint
court_doc8_08-cv-11166 10-Jul-2008 Court Docket Document
Final Judgment as to Defendant Cheryl E. Kalinen

Other Defendants in Action:

Sycamore Networks, Inc.
Frances M. Jewels
Robin A. Friedman