Defendant Name: Neal A. Petrovich

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Neal A. Petrovich, CPA
First Document Date 05-Dec-2014
Initial Filing Format Administrative Action
File Number 3-16297
Allegation Type Issuer Reporting and Disclosure
AAER 3601

Affiliations

Violations Alleged

Related Violations Alleged

Neal A. Petrovich is alleged to have caused Hampton Roads Bankshares, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Neal A. Petrovich is alleged to have caused Hampton Roads Bankshares, Inc. 's violation of Sec 13(a) of the Exchange Act.
Neal A. Petrovich is alleged to have caused Hampton Roads Bankshares, Inc. 's violation of Rule 13a-1 of the Exchange Act.
Neal A. Petrovich is alleged to have caused Hampton Roads Bankshares, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Neal A. Petrovich is alleged to have caused Hampton Roads Bankshares, Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Neal A. Petrovich is alleged to have caused Hampton Roads Bankshares, Inc. 's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 05-Dec-2014

Related Documents:

34-73751 05-Dec-2014 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of Hampton Roads Bankshares, Inc.