Defendant Name:
Edward DiMaria
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Edward DiMaria and Matthew Gamsey
First Document Date
08-Sep-2015
Initial Filing Format
Civil Proceeding
Case Number
15-cv-07035
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Senior Vice President at Bankrate Inc.
- CFO at Bankrate Inc.
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Edward DiMaria is alleged to have controlled Bankrate Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted Bankrate Inc.'s violation of Rule 12b-20 of the Exchange Act.
Edward DiMaria is alleged to have controlled Bankrate Inc.'s violation of Rule 12b-20 of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted Bankrate Inc.'s violation of Sec 13(a) of the Exchange Act.
Edward DiMaria is alleged to have controlled Bankrate Inc.'s violation of Sec 13(a) of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted Bankrate Inc.'s violation of Rule 13a-11 of the Exchange Act.
Edward DiMaria is alleged to have controlled Bankrate Inc.'s violation of Rule 13a-11 of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted Bankrate Inc.'s violation of Rule 13a-13 of the Exchange Act.
Edward DiMaria is alleged to have controlled Bankrate Inc.'s violation of Rule 13a-13 of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Edward DiMaria is alleged to have aided and abetted Bankrate Inc.'s violation of Section 13(b)(2) Exchange Act.
Edward DiMaria is alleged to have controlled Bankrate Inc.'s violation of Section 13(b)(2) Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
15-Aug-2017
Headline Total Penalty and Disgorgement
$291,159
Other Defendants in Action:
