Defendant Name: Anthony P. Hartke

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Monsanto Company, Sara M. Brunnquell, CPA, Anthony P. Hartke, CPA, and Jonathan W. Nienas
First Document Date 09-Feb-2016
Initial Filing Format Administrative Action
File Number 3-17107
Allegation Type Issuer Reporting and Disclosure
AAER 3741

Affiliations

Violations Alleged

Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Anthony P. Hartke is alleged to have caused Monsanto Company's violation of Rule 12b-20 of the Exchange Act.
Anthony P. Hartke is alleged to have caused Monsanto Company's violation of Sec 13(a) of the Exchange Act.
Anthony P. Hartke is alleged to have caused Monsanto Company's violation of Rule 13a-1 of the Exchange Act.
Anthony P. Hartke is alleged to have caused Monsanto Company's violation of Rule 13a-11 of the Exchange Act.
Anthony P. Hartke is alleged to have caused Monsanto Company's violation of Rule 13a-13 of the Exchange Act.
Anthony P. Hartke is alleged to have caused Monsanto Company's violation of Sec 13(b)(2)(A) of the Exchange Act.
Anthony P. Hartke is alleged to have caused Monsanto Company's violation of Sec 17(a)(2) of the Securities Act.
Anthony P. Hartke is alleged to have caused Monsanto Company's violation of Sec 17(a)(3) of the Securities Act.

Resolutions

Bars:
First Resolution Date 09-Feb-2016
Headline Total Penalty and Disgorgement $80,135,000

Related Documents:

33-10037 09-Feb-2016 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Monsanto Company
Jonathan W. Nienas
Sara M. Brunnquell