Defendant Name: Daniel P. Burnham

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Raytheon Company, Daniel P. Burnman, and Aldo R. Servello
First Document Date 28-Jun-2006
Initial Filing Format Civil Proceeding
Case Number 06-cv-01182
Allegation Type Issuer Reporting and Disclosure
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Securities Act
Sec 17(a)(2)
Sec 17(a)(3)

Related Violations Alleged

Daniel P. Burnham is alleged to have aided and abetted Raytheon Corporation's violation of Rule 12b-20 of the Exchange Act.
Daniel P. Burnham is alleged to have aided and abetted Raytheon Corporation's violation of Sec 13(a) of the Exchange Act.
Daniel P. Burnham is alleged to have aided and abetted Raytheon Corporation's violation of Rule 13a-1 of the Exchange Act.
Daniel P. Burnham is alleged to have aided and abetted Raytheon Corporation's violation of Rule 13a-13 of the Exchange Act.
Daniel P. Burnham is alleged to have aided and abetted Raytheon Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Daniel P. Burnham is alleged to have aided and abetted Raytheon Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Daniel P. Burnham is alleged to have aided and abetted Raytheon Corporation's violation of Rule 13b2-1 Exchange Act.

Resolutions

First Resolution Date 23-Aug-2006
Headline Total Penalty and Disgorgement $13,272,974

Related Documents:

complaint_06-cv-01182 28-Jun-2006 Complaint
Complaint
court_doc9_06-cv-01182 23-Aug-2006 Court Docket Document
Final Judgment as to Defendant Daniel P. Burnham

Other Defendants in Action: