Defendant Name:
Tuan Ha-Ngoc
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. AVEO Pharmaceuticals, Inc., Tuan Ha-Ngoc, David Johnston, and William Slichenmyer
First Document Date
29-Mar-2016
Initial Filing Format
Civil Proceeding
Case Number
16-cv-10607
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Former: CEO at AVEO Pharmaceuticals, Inc. (2002—2015)
Violations Alleged
•
Sec 17(a) (Not specified)
Resolutions
First Resolution Date
08-Dec-2017
Headline Total Penalty and Disgorgement
$4,258,513
Other Defendants in Action: