Defendant Name: Charles F. Willis IV

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Charles F. Willis IV
First Document Date 10-Sep-2014
Initial Filing Format Administrative Action
File Number 3-16086
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Other
Sections 13(d), 16(a) Exchange Act; Rules 13d-2, 16a-3 Exchange Act

Resolutions

First Resolution Date 10-Sep-2014

Related Documents:

34-73057 10-Sep-2014 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order and Civil Penalty

Related Actions:

In the Matter of Willis Lease Finance Corporation
In the Matter of Donald A. Nunemaker
In the Matter of Thomas C. Nord
In the Matter of Bradley S. Forsyth