Defendant Name: Alan M. Schnaid

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Alan M. Schnaid
First Document Date 10-Sep-2014
Initial Filing Format Administrative Action
File Number 3-16071
Allegation Type Issuer Reporting and Disclosure


Violations Alleged

Section 16(a) Exchange Act; Rule 16a-3 Exchange Act


First Resolution Date 10-Sep-2014
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-73042 10-Sep-2014 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order and Civil Penalty

Related Actions:

In the Matter of Starwood Hotel & Resorts Worldwide, Inc.