Defendant Name:
John H. Whelan
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John Samson, John G. A. Munro, Ian N. Campbell, John H. Whelan
First Document Date
05-Jul-2006
Initial Filing Format
Civil Proceeding
Case Number
06-cv-01217
Allegation Type
Foreign Corrupt Practices Act
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Former: Vice President of Sales at Vetco Gray, Inc.
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
John H. Whelan is alleged to have aided and abetted ABB Ltd's violation of Sec 13(b)(2)(A) of the Exchange Act.
John H. Whelan is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
John H. Whelan is alleged to have aided and abetted ABB Ltd's violation of Sec 13(b)(2)(B) of the Exchange Act.
John H. Whelan is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
14-Jul-2006
Headline Total Penalty and Disgorgement
$234,675
Other Defendants in Action:
