Defendant Name: Ralph W. Castner

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Cabela's Incorporated and Ralph W. Castner, CPA
First Document Date 26-Apr-2016
Initial Filing Format Administrative Action
File Number 3-17227
Allegation Type Issuer Reporting and Disclosure
AAER 3770

Affiliations

Violations Alleged

Related Violations Alleged

Ralph W. Castner is alleged to have caused Cabela's Incorporated's violation of Rule 12b-20 of the Exchange Act.
Ralph W. Castner is alleged to have caused Cabela's Incorporated's violation of Sec 13(a) of the Exchange Act.
Ralph W. Castner is alleged to have caused Cabela's Incorporated's violation of Rule 13a-1 of the Exchange Act.
Ralph W. Castner is alleged to have caused Cabela's Incorporated's violation of Rule 13a-13 of the Exchange Act.
Ralph W. Castner is alleged to have caused Cabela's Incorporated's violation of Sec 13(b)(2)(A) of the Exchange Act.
Ralph W. Castner is alleged to have caused Cabela's Incorporated's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 26-Apr-2016
Headline Total Penalty and Disgorgement $1,050,000

Related Documents:

34-77717 26-Apr-2016 Administrative Proceeding
Order Instituting Cease-and-Desist proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
34-77717-s 26-Apr-2016 Administrative Summary
SEC Announces Settlement with Cabela's and its CFO for Misleading Statements in Commission Filings and Earnings Releases

Other Defendants in Action:

Cabela's Incorporated