Defendant Name:
Edward W. Moore
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. RPM International Inc. and Edward W. Moore
First Document Date
09-Sep-2016
Initial Filing Format
Civil Proceeding
Case Number
16-cv-01803
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Current: Chief Compliance Officer at RPM International, Inc. (From 2011)
- Current: General Counsel at RPM International, Inc. (From 2007)
- Current: Corporate Secretary at RPM International, Inc. (From 2007)
Violations Alleged
•
Rule 13b2-1, 13b2-2(a) Exchange Act
Resolutions
First Resolution Date
22-Dec-2020
Headline Total Penalty and Disgorgement
$22,500
Other Defendants in Action:
