Defendant Name: James Hudgins

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Weatherford International plc, F/K/A Weatherford International Ltd., James Hudgins, CPA, and and Darryl Kitay, CPA
First Document Date 27-Sep-2016
Initial Filing Format Administrative Action
File Number 3-17582
Allegation Type Issuer Reporting and Disclosure
AAER 3806

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
Securities Act
• Sec 17(a) (Not specified)
Other
• Rule 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

James Hudgins is alleged to have caused Weatherford International plc's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
James Hudgins is alleged to have caused Weatherford International plc's violation of Rule 12b-20 of the Exchange Act.
James Hudgins is alleged to have caused Weatherford International plc's violation of Sec 13(a) of the Exchange Act.
James Hudgins is alleged to have caused Weatherford International plc's violation of Rule 13a-1 of the Exchange Act.
James Hudgins is alleged to have caused Weatherford International plc's violation of Rule 13a-11 of the Exchange Act.
James Hudgins is alleged to have caused Weatherford International plc's violation of Rule 13a-13 of the Exchange Act.
James Hudgins is alleged to have caused Weatherford International plc's violation of Sec 13(b)(2)(A) of the Exchange Act.
James Hudgins is alleged to have caused Weatherford International plc's violation of Sec 13(b)(2)(B) of the Exchange Act.
James Hudgins is alleged to have caused Weatherford International plc's violation of Sec 17(a) (Not specified) of the Securities Act.

Resolutions

Bars:
First Resolution Date 27-Sep-2016
Headline Total Penalty and Disgorgement $140,364,067

Related Documents:

33-10221 27-Sep-2016 Administrative Proceeding
Order Instituting Public Administrative and Cease-And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C And 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist Order

Other Defendants in Action:

Weatherford International plc
Darryl Kitay

Related Actions:

In the Matter of Ernst & Young LLP, Craig R. Fronckiewicz, CPA, and Sarah E. Adams, CPA
Ernst & Young LLP
Sarah E. Adams
Craig R. Fronckiewicz