Defendant Name: Fred H. Cannon, Jr.

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Mard, Inc. F/K/A KiOR, Inc. and Fred H. Cannon, Jr.
First Document Date 26-Sep-2016
Initial Filing Format Civil Proceeding
Case Number 16-cv-02880
Allegation Type Securities Offering
Federal District Court Texas, Southern District of Texas

Affiliations

Violations Alleged

Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)

Resolutions

First Resolution Date 27-Sep-2016
Headline Total Penalty and Disgorgement $100,000

Related Documents:

complaint_16-cv-02880 26-Sep-2016 Complaint
Complaint
LR-23655 27-Sep-2016 Litigation Release
SEC Charges Alternative Fuels Company and Former Executive for Key Omissions Regarding Technology
court_doc5_16-cv-02880 29-Sep-2016 Court Docket Document
Final Judgment as to Defendant Fred H. Cannon, Jr.

Other Defendants in Action:

Mard, Inc.