Defendant Name:
Jianping "Amy" Qiu
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Rino International Corporation, Dejun "David" Zou, and Jianping "Amy" Qiu
First Document Date
15-May-2013
Initial Filing Format
Civil Proceeding
Case Number
13-cv-00711
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
District of Columbia, District of Columbia
Affiliations
- Current: Director—Chairman at RINO International Corporation
- Former: CFO at RINO International Corporation
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Jianping "Amy" Qiu is alleged to have aided and abetted
RINO International Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Jianping "Amy" Qiu is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Jianping "Amy" Qiu is alleged to have aided and abetted
RINO International Corporation's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Jianping "Amy" Qiu is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Jianping "Amy" Qiu is alleged to have aided and abetted
RINO International Corporation's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Jianping "Amy" Qiu is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Jianping "Amy" Qiu is alleged to have aided and abetted
RINO International Corporation's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Jianping "Amy" Qiu is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Jianping "Amy" Qiu is alleged to have aided and abetted
RINO International Corporation's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Jianping "Amy" Qiu is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Jianping "Amy" Qiu is alleged to have aided and abetted
RINO International Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Jianping "Amy" Qiu is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Jianping "Amy" Qiu is alleged to have aided and abetted
RINO International Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Jianping "Amy" Qiu is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
First Resolution Date
30-May-2013
Headline Total Penalty and Disgorgement
$3,750,000
Other Defendants in Action:
