Defendant Name: Mondelēz International, Inc. 

Defendant Type: Public Company
SIC Code: 2000
CUSIP: 60920710

Initial Case Details

Legal Case Name In the Matter of Cadbury Limited and Mondelēz International, Inc.
First Document Date 06-Jan-2017
Initial Filing Format Administrative Action
File Number 3-17759
Allegation Type Foreign Corrupt Practices Act
AAER 3841

Violations Alleged

Exchange Act
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
Other
• Cadbury: Sections 13(b)(2(A), 13(b)(2)(B) Exchange Act

Resolutions

First Resolution Date 06-Jan-2017
Headline Total Penalty and Disgorgement $13,000,000

Related Documents:

34-79753-s 06-Jan-2017 Administrative Summary
SEC Charges Cadbury Limited and Mondelēz International, Inc. with Violating the Internal Accounting Controls and Books and Records Provisions of the FCPA
On January 6, 2017, the SEC announced in an administrative proceeding that Cadbury Limited and Mondelēz International, Inc. was charged with violating the internal accounting controls and books and records provisions of the FCPA. According to the SEC: "the FCPA violations arose from payments their subsidiary in India made to a consultant to obtain government licenses and approvals for a chocolate factory in Baddi, India."
34-79753 06-Jan-2017 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing Cease-and-Desist Orders and a Civil Penalty
On January 6, 2017, the SEC instituted a settled order against Cadbury Limited and Mondelēz International, Inc. for violations of the internal accounting controls and books and records provisions of the FCPA. According to the SEC: "Cadbury did not devise and maintain an adequate system of internal accounting controls sufficient to provide reasonable assurances that access to assets and transactions were executed in accordance with management's authorization and specifically to detect and prevent payments that may be used for improper or unauthorized purposes."

Other Defendants in Action:

Cadbury Limited