Defendant Name: Christopher Freeman Brogdon

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC (Plaintiff) v. Christopher Freeman Brogdon (Defendant) and Connie Brogdon, Tygh Brogdon, Brogdon Family LLC, Gordon Jensen Healthcare Association, Inc., JRT Group 2 Properties, LLC, Mobama Nursing, LLC, National Assistance Bureau, Inc., Saint Simons Healthcare, LLC , and Winter Haven Homes, Inc. (Relief Defendants)
First Document Date 20-Nov-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-08173
Allegation Type Securities Offering
Federal District Court New Jersey, District of New Jersey

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 20(a)
• Sec 20(e)
Securities Act
• Sec 15(b)
• Sec 17(a) (Not specified)

Related Violations Alleged

Christopher Freeman Brogdon is alleged to have aided and abetted Brogdon Family LLC's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Christopher Freeman Brogdon is alleged to have controlled Brogdon Family LLC's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Christopher Freeman Brogdon is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Christopher Freeman Brogdon is alleged to have controlled an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Christopher Freeman Brogdon is alleged to have controlled an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Christopher Freeman Brogdon is alleged to have aided and abetted Brogdon Family LLC's violation of Sec 17(a) (Not specified) of the Securities Act.
Christopher Freeman Brogdon is alleged to have controlled Brogdon Family LLC's violation of Sec 17(a) (Not specified) of the Securities Act.
Christopher Freeman Brogdon is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 17(a) (Not specified) of the Securities Act.

Resolutions

Bars:
First Resolution Date 18-Dec-2015
Headline Total Penalty and Disgorgement $320,000

Related Documents:

comp-pr2015-264 20-Nov-2015 Complaint
Complaint Jury Trial Demanded
court_doc58_15-cv-08173 18-Dec-2015 Court Docket Document
Judgment as to Defendant Christopher Freeman Brogdon and Relief Defendant Connie Brogdon
court_doc543_15-cv-08173 17-Jan-2020 Court Docket Document
Final Judgment as to Defendant Christopher Brogdon and Relief Defendant Connie Brogdon

Other Defendants in Action:

Brogdon Family LLC
Tygh Brogdon
Connie Brogdon
Gordon Jensen Healthcare Association, Inc.
Mobama Nursing, LLC
JRT Group Properties, LLC
National Assistance Bureau, Inc.
Saint Simons Healthcare, LLC
Winter Haven Homes, Inc.

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