Defendant Name: David Henigson

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
First Document Date 04-Nov-2009
Initial Filing Format Administrative Action
File Number 3-13675
Allegation Type Investment Advisers/Investment Companies


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
Section 34(b) Investment Company Act

Related Violations Alleged

David Henigson is alleged to have aided and abetted Value Line, Inc.'s violation of Section 206(1), 206(2) Advisers Act (willfully/knowingly).
David Henigson is alleged to have caused Value Line, Inc.'s violation of Section 206(1), 206(2) Advisers Act.


First Resolution Date 04-Nov-2009
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

33-9081 04-Nov-2009 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b)(4), 15(b)(6) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940
34-81064_3-13675 30-Jun-2017 Administrative Proceeding
Notice of Name Change of Appointed Tax Administrator

Other Defendants in Action: