Defendant Name: R. Jonathan Corless

Defendant Type: Individual

Document Reference: 34-68307

Document Details

Legal Case Name In the Matter of KCAP Financial, Inc., Dayl W. Pearson, Michael I. Wirth, CPA and R. Jonathan Corless
Document Name Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Civil Penalties and a Cease-and-Desist Order
Document Date 28-Nov-2012
Document Format Administrative Proceeding
File Number 3-15109
AAER 3425
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Monetary Penalties:

Civil Penalty

Individual:     $25,000.00 Shared: