Defendant Name:
J.P. Morgan Securities LLC
Defendant Type:
Subsidiary of Public Company
Document Reference:
LR-22008
Document Details
Legal Case Name
SEC v. J.P. Morgan Securities LLC (f/k/a J.P. Morgan Securities Inc.)
Document Name
J.P. Morgan Securities to Pay $153.6 Million to Settle SEC Charges of Misleading Investors in CDO Tied to U.S. Housing Market. Harmed Investors Getting their Money Back, Firm to Pay Penalty and Change Practices.
Document Date
21-Jun-2011
Document Format
Civil Proceeding
Case Number
11-cv-04206
Federal District Court
New York, Southern District of New York
Federal District Judge
Richard M. Berman
Allegation Type
Securities Offering
Document Summary
On June 21, 2011, the SEC published a litigation release regarding this matter. According to the release: "J.P. Morgan Securities to Pay $153.6 Million to Settle SEC Charges of Misleading Investors in CDO Tied to U.S. Housing Market."
Disgorgement & Penalty Information
Resolutions
Injunction
Fair Funds