Defendant Name: Thor Industries, Inc.

Defendant Type: Public Company

Document Reference: LR-21966

Document Details

Legal Case Name SEC v. Thor Industries, Inc., and Mark C. Schwartzhoff
Document Name SEC Charges Thor Industries With Violating Commission Cease-and-Desist Order and Charges Former VP of Finance of Thor Subsidiary With Securities Fraud
Document Date 13-May-2011
Document Format Civil Proceeding
Case Number 11-cv-00889
Federal District Court District of Columbia, District of Columbia
AAER 3280
Allegation Type Issuer Reporting and Disclosure
Document Summary On May 13, 2011, the SEC announced that it filed a settled enforcement action against Thor Industries, Inc. with issuer-reporting, record-keeping, and internal control violations. The complaint also charges the former Vice President of Finance at Thor's Dutchman Manufacturing, Inc. with securities fraud and other violations.

Disgorgement & Penalty Information

Resolutions
Enjoinment
Compliance Related Independent Consultant
Cooperation Before the Resolution
Self Reporting to SEC

Related Documents:

comp21966 12-May-2011 Complaint
Complaint
On May 12, 2011, the SEC filed a complaint against Thor Industries, Inc., alleging that the company violated a previous Commission cease and desist order by "fail[ing] to maintain accurate books and records and adequate internal accounting controls." The failure of the company to implement internal controls led to its former VP of financing to engage in a fraudulent accounting scheme.
court_doc5_11-cv-00889 20-May-2011 Court Docket Document
Final Judgment as to Defendant Thor Industries, Inc.
On May 20, 2011, Federal District Judge Rosemary M. Collyer entered final judgment against Thor Industries, Inc. pursuant to the consent of Thord Industries, Inc.

Other Defendants in Action:

Mark C. Schwartzhoff

Related Actions:

In the Matter of Mark C. Schwartzhoff
Marc C. Schwartzhoff