Defendant Name: Mark C. Schwartzhoff

Defendant Type: Individual

Document Reference: court_doc4_11-cv-00889

Document Details

Legal Case Name SEC v. Thor Industries, Inc. and Mark C. Schwartzhoff
Document Name Final Judgment as to Defendant Mark C. Schwartzhoff
Document Date 20-May-2011
Document Format Civil Proceeding
Case Number 11-cv-00889
Federal District Court District of Columbia, District of Columbia
Federal District Judge Rosemary M. Collyer
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:

Disgorgement

Individual:     $299,805.00 Shared:    

Pre-Judgment Interest

Individual:     $95,025.00 Shared:    

Total Penalty

Individual:     $394,830.00 Shared:    

Related Documents:

comp21966 12-May-2011 Complaint
Complaint

Other Defendants in Action:

Related Actions:

In the Matter of Mark C. Schwartzhoff