Defendant Name: Anchor Bancorp Wisconsin, Inc.

Defendant Type: Public Company

Document Reference: LR-22778

Document Details

Legal Case Name SEC v. Anchor Bancorp Wisconsin, Inc. et al.
Document Name Commission Charges Anchor Bancorp Wisconsin and Former CFO with Fraud
Document Date 14-Aug-2013
Document Format Civil Proceeding
Case Number 13-cv-01241
Federal District Court District of Columbia, District of Columbia
AAER 3475
Allegation Type Issuer Reporting and Disclosure
Document Summary On August 14, 2013, the SEC announced that it filed a settled civil action against Anchor Bancorp Wisconsin, Inc. and its former CFO. According to the SEC, Anchor and its former officer "intentionally or recklessly made material misstatements in Anchor's quarterly Report on Form 10 Q for the period ended June 30, 2009."

Disgorgement & Penalty Information

Resolutions
Enjoinment

Related Documents:

comp22778 14-Aug-2013 Complaint
Complaint
On August 14, 2013, the SEC filed a complaint alleging that "Anchor Bancorp Wisconsin, Inc. ("Anchor") and its then-CFO, Dale C. Ringgenberg, intentionally or recklessly made misstatements in Anchor's quarterly Report on Form 10-Q for the period ended June 30, 2009."
court_doc3_13-cv-01241 26-Nov-2013 Court Docket Document
Final Judgment as to Defendant Anchor Bancorp Wisconsin, Inc.
On November 26, 2013, Judge Reggie B. Walton entered Final Judgment as to defendant Anchor Bancorp Wisconsin, Inc. Anchor Bancorp Wisconsin, Inc. consented to the entry of the Final Judgment without admitting or denying the allegations of the SEC's complaint.

Other Defendants in Action:

Dale C. Riggenberg