Defendant Name:
Knight Capital Americas LLC
Defendant Type:
Subsidiary of Public Company
Document Reference:
2013-222
Document Details
Legal Case Name
In the Matter of Knight Capital Americas LLC
Document Name
SEC Charges Knight Capital With Violations of Market Access Rule
Document Date
16-Oct-2013
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Document Summary
On October 16, 2013, the SEC announced that, "Knight Capital Americas LLC has agreed to pay $12 million to settle charges that it violated the agency's market access rule in connection with the firm's Aug. 1, 2012 trading incident that disrupted the markets."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Compliance Related Independent Consultant